ANDREW VICTOR
Phoenix,Arizona
Summary
Highly professional with multiple years of experience and hardworking individual who learns quickly and is looking for an opportunity at Heck Capital Advisors. Excellent interpersonal skills and work well independently, and within a team. Reliable, responsible, and has the resources and work ethic to be an asset to Heck Capital Advisors. Prepared to work every day and bring positive energy to the workplace and the people around me.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Financial Advisor
UBS Wealth Management
07.2024 - Current
- Create and review client portfolios to ensure suitability and investment objective are bring met utilizing different investment strategies.
- Identify outside assets via referrals or existing clients to bring in new business and manage client investments.
- Create tailored and personalized financial plans for clients that are aligned with their investment objectives, financial goals and risk tolerance.
Senior Financial Advisor
Morgan Stanley Wealth Management
05.2022 - 06.2024
- Build financial plans for clients to create solutions based on goals, client financial needs, and risk level
- Create and review investment strategies, portfolios, and managed solutions with clients for suitable recommendations and investment plans
- Work with team platform to assist one another to assist clients with their financial needs
- Facilitated new client onboarding process and investment account setup.
Associate Brokerage Service Representative
Charles Schwab
05.2021 - 05.2022
- Assist clients with account servicing, money movements, RMD's, and high class customer service
- Place trades for clients per request for options, stocks, mutual funds, and ETF's
- Work efficiently as a team and with other departments to find resolution for clients
Education
Business Administration - Finance
Northern Arizona University
Flagstaff, AZ04.2021
Skills
- Financial Planning
- Relationship Building/Management
- Portfolio Construction
- Microsoft Services / Excel
- Exceptional Interpersonal Skills
Certification
- SIE
- Series 7
- Series 63
- Series 66
Timeline
Financial Advisor
UBS Wealth Management
07.2024 - Current
Senior Financial Advisor
Morgan Stanley Wealth Management
05.2022 - 06.2024
Associate Brokerage Service Representative
Charles Schwab
05.2021 - 05.2022
Business Administration - Finance
Northern Arizona University
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