Patrick Bennett
Mesa
Summary
Results-driven Controls and Risk professional with over 17 years of expertise in audit readiness across diverse business lines, AML/KYC compliance, and comprehensive risk assessment. Proven track record in designing and enhancing internal control environments, leading enterprise integrations, and delivering impactful executive-level reporting. Recognized for achieving regulatory alignment, effective issue remediation, and safeguarding downstream control integrity. Eager to leverage extensive experience to advance within Control Management leadership roles.
Overview
12
12
years of professional experience
1
1
Certification
Work History
Control Manager
JPMorgan Chase
Tempe, AZ
01.2025 - Current
- Developed and reinforced internal control frameworks to mitigate operational, regulatory, and reputational risks.
- Collaborated with business compliance and audit teams to uphold internal policies and regulatory standards.
- Assessed control gaps and directed remediation planning and issue tracking initiatives.
- Enhanced decision-making processes by providing detailed executive reporting and thorough risk analysis for governance forums.
AML/KYC Officer II – Program Manager (Risk / Strategy Planning)
JPMorgan Chase
Tempe, AZ
01.2024 - 01.2025
- Managed control integration processes during First Republic migration, guaranteeing adherence to established KYC standards.
- Developed comprehensive weekly executive reporting decks and monthly management business review presentations.
- Ensured regulatory compliance by validating uplift populations.
- Led daily governance meetings with 14+ horizontal partners to mitigate risks of downstream control failures.
- Facilitated cross-functional collaboration to identify and address process gaps and enhance control measures.
AML/KYC Officer II – Relationship Review
JPMorgan Chase
Tempe, AZ
02.2022 - 01.2024
- Analyzed high-risk client relationships through detailed SAR reviews and risk assessments to ensure effective risk mitigation.
- Analyzed complex data sets in partnership with advisory teams to facilitate effective strategic retain/exit decision-making.
- Evaluated transactional activities to uncover emerging risks and reported control concerns to safeguard operational integrity.
- Designed and produced governance materials that highlight essential risk considerations and enhance informed decision-making processes.
Business Operations Manager
JPMorgan Chase
01.2019 - 01.2022
- Led operations for up to 112 agents, optimizing workflow and improving service quality.
- Developed de-escalation training programs reducing departmental escalations.
- Conducted monthly QA reviews to enhance control accuracy.
- Partnered cross-functionally to reduce operational irregularities.
Branch Manager
JPMorgan Chase
Tempe, AZ
01.2014 - 01.2019
- Achieved 30% increase in DNI and successfully booked $4M in assets, positioning within top 10% of associates.
- Sustained compliance with audit standards while reinforcing fraud detection measures.
- Developed and executed coaching strategies aimed at increasing compliance adherence and maximizing retention.
- Developed and implemented partnership strategies to enhance revenue streams for the branch.
- Achieved high levels of customer satisfaction through effective management of banking services. Enhanced branch performance by implementing process improvements and training staff. Cultivated strong client relationships to drive business growth.
Education
Bachelor of Arts - Psychology
University of Arizona Global Campus
01.2023
MBA -
Wester Governors University
Salt Lake City, UT04.2026
Skills
- Microsoft Office Suite (Excel, PowerPoint, Word)
- Process control expertise
- Operations monitoring
- Maintaining records
Certification
- CAMS (Certified Anti-Money Laundering Specialist) | 2023
- Alteryx Core Certification
Areas of Expertise
- Control Management & Governance
- AML / KYC Compliance
- Risk Analysis & Mitigation
- Operational Controls & Audit Preparation
- Cross-Functional Leadership
- Executive Reporting (MBR & Weekly Decks)
- Process Optimization
- Regulatory Standards & Policy Adherence
- Team Development & Training
Leadership & Recognition
- Led onboarding initiatives for cohorts of up to 30 employees.
- Established structured hiring and orientation support programs.
- Recognized audit support resource across multiple locations.
Timeline
Control Manager
JPMorgan Chase
01.2025 - Current
AML/KYC Officer II – Program Manager (Risk / Strategy Planning)
JPMorgan Chase
01.2024 - 01.2025
AML/KYC Officer II – Relationship Review
JPMorgan Chase
02.2022 - 01.2024
Business Operations Manager
JPMorgan Chase
01.2019 - 01.2022
Branch Manager
JPMorgan Chase
01.2014 - 01.2019
Bachelor of Arts - Psychology
University of Arizona Global Campus
MBA -
Wester Governors University